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Corporate Counsel-Retirement Benefits

SURF’S UP! CORPORATE COUNSEL-SANTA BARBARA, CA: Growing financial services firm (broker-dealer and RIA), providing retirement and investment services to individual investors and employees of education, nonprofits, and governmental and private sector organizations, seeks corporate counsel with 5+ years in regulatory compliance, contract negotiation (vendor agreements, regulatory disclosures, corporate documents and minutes), and financial industry laws (SEC, NASD, NYSE, FINRA). Conduct legal research on